The AFM warns against Barlow & Ramsey
The Netherlands Authority for the Financial Markets (AFM) is warning investors not to respond to offers of securities services made
Barlow & Ramsey (address used: 15th Floor, Sanno Park Tower, 2-11-1, Nagatacho, Chiyoda-ku, Tokyo 100-6113 Japan).
Barlow & Ramsey (www.barlowramsey.com) is offering securities services in the Netherlands, without having the requisite licence to do
so nor has Barlow & Ramsey been granted an exemption from this license obligation. The AFM has received complaints about Barlow &
Ramsey who has approached persons in the Netherlands for that purpose by telephone.
Institutions offering securities services in the Netherlands without possessing a licence or without having been granted an exemption
are in breach of Section 7(1) of the 1995 Supervision of Securities Transactions Act (Wet toezicht effectenverkeer 1995 - Wte 1995).
This public notification is issued in accordance with Section 48n, subsection 1c, of the Wte 1995 and Section 48s of the Wte 1995 (fake
or unknown address / identity).
The AFM advises anyone who wants to do business with an institution or person, to check beforehand in the Institutions Register for
securities services whether the institution or person concerned is registered and allowed to offer or perform securities services in
the Netherlands. The register can be found on the AFM website www.afm.nl/warninglists.Alternatively, investors who have any questions or
complaints may call the AFM Supervision Line on +31 (0)20 5535 535.