| Corporate Name |
Alpha Capital Markets plc
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| Home Country |
United Kingdom
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| Service country | Service name |
|---|---|
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93/22
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Lisa
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SECTION A: Services
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1(a) Reception and transmission, on behalf of investors, of orders in relation to one or more of the instruments listed in Section B
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1(a) Transferable securities.
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1. Safekeeping and administration in relation to one or more of the instruments listed in Section B
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1(b) Execution of such orders other than for own account
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2. Dealing in any of the instruments listed in Section B for own account
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SECTION B: Instruments
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3. Financial-futures contracts, including equivalent cash-settled instruments.
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4. Forward interest-rate agreements (FRAs).
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5. Interest-rate, currency and equity swaps.
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6. Options to acquire or dispose of any instruments falling within this section of the Annex, including equivalent cash-settled instruments. This category includes in particular options on currency and on interest rates.
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SECTION C: Non-core services
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3. Granting credits or loans to an investor to allow himto carry out a transaction in one or more of the instruments listed in Section B, where the firm granting the credit or loan is involved in the transaction.
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7. Foreign-exchange service where these are connected with the provision of investment services.
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Financial Instruments
| Investment services and activities | Ancillary services | Data reporting services | ||||||||||||||||||
| A1 | A2 | A3 | A4 | A5 | A6 | A7 | A8 | A9 | B1 | B2 | B3 | B4 | B5 | B6 | B7 | D1 | D2 | D3 | ||
| Financial instruments | C1 |
X
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X
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X
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X
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X
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||||||||||||||
| C2 | ||||||||||||||||||||
| C3 | ||||||||||||||||||||
| C4 |
X
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X
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X
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X
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X
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| C5 |
X
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X
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X
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X
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X
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| C6 | ||||||||||||||||||||
| C7 | ||||||||||||||||||||
| C8 | ||||||||||||||||||||
| C9 |
X
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X
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X
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X
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X
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| C10 | ||||||||||||||||||||
| C11 | ||||||||||||||||||||