Alpha Capital Markets plc

Corporate Name
Alpha Capital Markets plc
Home Country
Ühendkuningriik
Services provided in Estonia
Service name
93/22
Lisa
SECTION A: Services
1(a) Reception and transmission, on behalf of investors, of orders in relation to one or more of the instruments listed in Section B
1(a) Transferable securities.
1. Safekeeping and administration in relation to one or more of the instruments listed in Section B
1(b) Execution of such orders other than for own account
2. Dealing in any of the instruments listed in Section B for own account
SECTION B: Instruments
3. Financial-futures contracts, including equivalent cash-settled instruments.
4. Forward interest-rate agreements (FRAs).
5. Interest-rate, currency and equity swaps.
6. Options to acquire or dispose of any instruments falling within this section of the Annex, including equivalent cash-settled instruments. This category includes in particular options on currency and on interest rates.
SECTION C: Non-core services
3. Granting credits or loans to an investor to allow himto carry out a transaction in one or more of the instruments listed in Section B, where the firm granting the credit or loan is involved in the transaction.
7. Foreign-exchange service where these are connected with the provision of investment services.
Financial Instruments
Table
  Investment services and activities Ancillary services Data reporting services
  A1 A2 A3 A4 A5 A6 A7 A8 A9 B1 B2 B3 B4 B5 B6 B7 D1 D2 D3
Financial instruments C1
X
X
X
             
X
 
X
           
C2                                      
C3                                      
C4
X
X
X
             
X
 
X
           
C5
X
X
X
             
X
 
X
           
C6                                      
C7                                      
C8                                      
C9
X
X
X
             
X
 
X
           
C10                                      
C11                                      
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