Dawnay, Day Investment Banking Limited

Corporate Name
Dawnay, Day Investment Banking Limited
Home Country
United Kingdom
Services provided in Estonia
Service name
93/22
Lisa
SECTION A: Services
1(a) Reception and transmission, on behalf of investors, of orders in relation to one or more of the instruments listed in Section B
1(a) Transferable securities.
6. Investment advice concerning one or more of the instruments listed in Section B.
1(b) Execution of such orders other than for own account
3. Managing portfolios of investments in accordance with mandates given by investors on a discriminatory, client-by-client basis where such portfolios include one or more of the instruments listed in Section B
SECTION C: Non-core services
SECTION B: Instruments
1(b) Units in collective investment undertakings.
2. Money-market instruments.
3. Financial-futures contracts, including equivalent cash-settled instruments.
6. Options to acquire or dispose of any instruments falling within this section of the Annex, including equivalent cash-settled instruments. This category includes in particular options on currency and on interest rates.