Supervisory disclosure of investment firms

Information is published accordance with Commission Implementing Regulation (EU) 2022/389 laying down implementing technical standards for the application of Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to the format, structure, content lists and annual publication date of the information to be disclosed by competent authorities:

  • Laws, regulations, administrative rules and general guidance
    • Transposition of Directive (EU) 2019/2034
    • Model approval
    • Specific disclosure requirements applied to investment firms
    • Regulatory reporting
  • Options and discretions
    • Options and discretions set out in Directive (EU) 2019/2034, Regulation (EU) 2019/2033
    • Number of investment firms using transitional provisions  set out in Directive (EU) 2019/2034 and Regulation (EU) 2019/2033
    • Variable elements of remuneration (Article 32 of Directive (EU) 2019/2034)
  • General criteria and methodologies for supervisory review and evaluation process
  • Aggregated statistical data
    • Individual data per competent authority 
    • Data on market risk
    • Data on supervisory measures and administrative penalties
    • Data on exemptions