Guidelines

Title Explanation Apply/Send date To whom
Guidelines on EMIR Anti-Procyclicality Margin Measures for Central Counterparties Central Counterparty
Guidelines on CCP conflict of interest management Central Counterparty
Guidelines on management of non-performing and forborne exposures Credit institutions
Guidelines on internal governance Banking and credit, Credit institutions, Investment market, Investment firms
Guidelines on the assessment of the suitability of members of the management body and key function holders Investment market, Investment firms, Banking and credit, Credit institutions
Outsourcing Requirements for Supervised Entities Banking and credit, Investment market, Insurance, Payment services
Guidelines on the conditions to benefit from an exemption from the contingency mechanism under Article 33(6) of Regulation (EU) 2018/389 (RTS on SCA & CSC) Credit institutions, Payment institutions
Organisational solutions and preventive measures for credit and financial institutions to take against money laundering and terrorist financing Credit institutions, Payment institutions, E-money institutions, Insurance companies, Insurance intermediaries, Investment and pension funds, Fund management companies, Investment firms, Creditors, Credit intermediaries, Central securities depository
Guidelines on certain aspects of the MiFID II suitability requirements Credit institutions, Investment firms, Fund management companies
Guidelines under the Insurance Distribution Directive on Insurancebased investment products that incorporate a structure which makes it difficult for the customer to understand the risks involved Insurance, Insurance companies, Insurance intermediaries