Guidelines

Title Explanation Apply/Send date To whom
Guidelines on internal governance Banking and credit, Credit institutions, Investment market, Investment firms
Guidelines on the assessment of the suitability of members of the management body and key function holders Investment market, Investment firms, Banking and credit, Credit institutions
Outsourcing Requirements for Supervised Entities Banking and credit, Investment market, Insurance, Payment services
Organisational solutions and preventive measures for credit and financial institutions to take against money laundering and terrorist financing Credit institutions, Payment institutions, E-money institutions, Insurance companies, Insurance intermediaries, Investment and pension funds, Fund management companies, Investment firms, Creditors, Credit intermediaries, Central securities depository
Guidelines on certain aspects of the MiFID II suitability requirements Credit institutions, Investment firms, Fund management companies
Requirements for organisation of business continuity process of subject of financial supervision Fund management companies, Credit institutions, Creditors, Credit intermediaries, Investment and pension funds, Investment firms, Professional securities market participants, Securities trading venues, Central securities depository, Registrars of pensions register, Insurance companies, Insurance intermediaries, Payment institutions, E-money institutions
Requirements for the organisation of the information technology and information security of the subject of financial supervision Credit institutions, Creditors, Credit intermediaries, Fund management companies, Investment and pension funds, Investment firms, Professional securities market participants, Securities trading venues, Central securities depository, Registrars of pensions register, Insurance companies, Insurance intermediaries, Payment institutions, E-money institutions
Advisory Guidelines of Financial Supervision Authority Addressing Concentration Risk under Pillar 2 Credit institutions, Investment firms